Compliance Consultant

Ann Zemann


Ann started her career in compliance with Securities America almost 20 years ago. It didn’t take her long to realize that consulting was where her skills and talents fit best. To better meet the needs of firms in the industry, she started her own RIA compliance consulting firm in 2005.

Ann’s approach to compliance consulting is unique and focused on the needs of the individual firm. She doesn’t believe in saying no until she has exhausted all other possibilities and always works with each firm personally on solutions that drive success.

Ann believes that her own work as a business owner makes it easier to understand the goals of her adviser clients. She enjoys working with people, solving problems, and helping to streamline processes for more certain outcomes.

Ann was born and raised in Nebraska where she graduated from the University of Nebraska-Omaha. Like any good Cornhusker, she grew up loving football. When not consulting on compliance, you can typically find her watching football, managing a fantasy team, or reviewing recruiting videos of potential new Nebraska players. She is also intensely dedicated to her local community and volunteers and organizes activities to benefit local charitable organizations.